Thomas Bernauer: Catalogue data in Autumn Semester 2017

Name Prof. Dr. Thomas Bernauer
FieldInternationale Beziehungen
Address
CIS
ETH Zürich, IFW C 45.1
Haldeneggsteig 4
8092 Zürich
SWITZERLAND
Telephone+41 44 632 67 71
E-mailthbe0520@ethz.ch
DepartmentHumanities, Social and Political Sciences
RelationshipFull Professor

NumberTitleECTSHoursLecturers
851-0577-00LPrinciples of Political Science4 credits2V + 1UQ. Nguyen, T. Bernauer
AbstractThis course covers the basic questions, concepts, theories, methods, and empirical findings of political science.
ObjectiveThis course covers the basic questions, concepts, theories, methods, and empirical findings of political science.
ContentDer Kurs ist in zwei Teile gegliedert. Im ersten Teil erhalten die Teilnehmenden eine Einführung in die Wissenschaftstheorie, den Ablauf politikwissenschaftlicher Forschung, den Aufbau eines Forschungsdesigns und die Methodik der empirischen Sozialwissenschaften. Hier geht es primär darum zu zeigen wie PolitikwissenschaftlerInnen denken und arbeiten. Der zweite Teil des Kurses widmet sich zwei zentralen Teilbereichen der Politikwissenschaft: der Analyse politischer Systeme und den internationalen Beziehungen. Der Schwerpunkt dieses zweiten Teils liegt auf der Analyse politischer Systeme sowie den wichtigsten politischen Akteuren und der Beschaffenheit und Wirkung politischer Institutionen. Zur Veranschaulichung der behandelten Konzepte und Theorien gehen wir schwergewichtig und vergleichend auf die politischen Systeme Deutschlands, Österreichs und der Schweiz ein. Der Teilbereich der internationalen Beziehungen wird nur kursorisch behandelt, da dieser Teilbereich Inhalt einer Folgeveranstaltung im Frühlingssemester (Internationale Politik, Prof. Schimmelfennig) ist.

Zur Vorlesung wird ein Tutorat (Uebung) angeboten. Darin werden die zentralen Konzepte, Methoden und Themen der Vorlesung geübt und vertieft. Die Teilnahme am Tutorat ist integraler Bestandteil des Kurses. Der im Tutorat behandelte Stoff ist Bestandteil der Prüfungen.
Lecture notesThis course is based on the following textbook:
"Politikwissenschaft: Grundlagen" by Thomas Bernauer, Patrick Kuhn, Stefanie Walter and Detlef Jahn (Nomos, 2016, 3nd Edition).
LiteratureThis course is based on the following textbook:
"Politikwissenschaft: Grundlagen" by Thomas Bernauer, Patrick Kuhn, Stefanie Walter and Detlef Jahn (Nomos, 2016, 3nd Edition).
Prerequisites / NoticeStudents attending this course and passing the required tests (one in the middle, the other at the end of the semester) will obtain 4 ECTS credit points.
860-0001-00LPublic Institutions and Policy-Making Processes Restricted registration - show details
Number of participants limited to 25.

Priority for Science, Technology, and Policy MSc and MAS students.
3 credits3GT. Bernauer, S. Bechtold, F. Schimmelfennig
AbstractStudents acquire the contextual knowledge for analyzing public policies. They learn why and how public policies and laws are developed, designed, and implemented at national and international levels, and what challenges arise in this regard.
ObjectivePublic policies result from decision-making processes that take place within formal institutions of the state (parliament, government, public administration, courts). That is, policies are shaped by the characteristics of decision-making processes and the characteristics of public institutions and related actors (e.g. interest groups). In this course, students acquire the contextual knowledge for analyzing public policies. They learn why and how public policies and laws are developed, designed, and implemented at national and international levels, and what challenges arise in this regard. The course is organized in three modules. The first module (Stefan Bechtold) examines basic concepts and the role of law, law-making, and law enforcement in modern societies. The second module (Thomas Bernauer) deals with the functioning of legislatures, governments, and interest groups. The third module (Frank Schimmelfennig) focuses on the European Union and international organisations.
ContentPublic policies result from decision-making processes that take place within formal institutions of the state (parliament, government, public administration, courts). That is, policies are shaped by the characteristics of decision-making processes and the characteristics of public institutions and related actors (e.g. interest groups). In this course, students acquire the contextual knowledge for analyzing public policies. They learn why and how public policies and laws are developed, designed, and implemented at national and international levels, and what challenges arise in this regard. The course is organized in three modules. The first module (Stefan Bechtold) examines basic concepts and the role of law, law-making, and law enforcement in modern societies. The second module (Thomas Bernauer) deals with the functioning of legislatures, governments, and interest groups. The third module (Frank Schimmelfennig) focuses on the European Union and international organisations.
Lecture notesReading materials will be distributed electronically to the students when the semester starts.
LiteratureBaylis, John, Steve Smith, and Patricia Owens (2014): The Globalization of World Politics. An Introduction to International Relations. Oxford: Oxford University Press.

Caramani, Daniele (ed.) (2014): Comparative Politics. Oxford: Oxford University Press.

European Court of Justice (2013): ITV Broadcasting Ltd. and Others v. TV Catch Up Ltd., Case C-607/11, March 7, 2013, EU:C:2013:147.

Federal Communications Commission (2015): Protecting and Promoting the Open Internet, 80 Federal Register 19738-19847.

Gilardi, Fabrizio (2012): Transnational Diffusion: Norms, Ideas, and Policies, in Carlsnaes, Walter, Thomas Risse and Beth Simmons, Handbook of International Relations, 2nd Edition, London: Sage, pp. 453-477.

Hage, Jaap and Bram Akkermans (eds.) (2014): Introduction to Law, Heidelberg: Springer, available as an ebook at ETH library.

Jolls, Christine (2013): Product Warnings, Debiasing, and Free Speech: The Case of Tobacco Regulation, Journal of Institutional and Theoretical Economics 169: 53-78.

Lelieveldt, Herman and Sebastiaan Princen (2011): The Politics of European Union. Cambridge: Cambridge University Press.

Lessig, Lawrence (2006): Code and Other Laws of Cyberspace, Version 2.0, New York: Basic Books. Available at http://codev2.cc/download+remix/Lessig-Codev2.pdf.

Schimmelfennig, Frank and Ulrich Sedelmeier (2004): Governance by Conditionality: EU Rule Transfer to the Candidate Countries of Central and Eastern Europe, in: Journal of European Public Policy 11(4): 669-687.

Shipan, Charles V. and Craig Volden (2012): Policy Diffusion: Seven Lessons for Scholars and Practitioners. Public Administration Review 72(6): 788-796.

Sunstein, Cass R. (2014): The Limits of Quantification, California Law Review 102: 1369-1422.

Thaler, Richard H. and Cass R. Sunstein (2003): Libertarian Paternalism. American Economic Review: Papers & Proceedings 93: 175-179.

U.S. Supreme Court (2014): American Broadcasting Companies, Inc. v. Aereo, Inc., 134 S.Ct. 2498.
Prerequisites / NoticeThis is a Master level course. The course is capped at 25 students, with ISTP Master students having priority.
860-0001-01LPublic Institutions and Policy-Making Processes; Research Paper Restricted registration - show details
Only for Science, Technology, and Policy MSc and MAS.

Prerequisite: you have to be enrolled in 860-0001-00L during the same semester.
3 credits3AT. Bernauer, S. Bechtold, F. Schimmelfennig
AbstractThis is an add-on module to the course: 860-0001-00L. It focuses on students writing an essay on an issue covered by the main course 860-0001-00L.
ObjectiveStudents learn how to write an essay on a policy issue they select.
ContentPublic policies result from decision-making processes that take place within formal institutions of the state (parliament, government, public administration, courts). That is, policies are shaped by the characteristics of decision-making processes and the characteristics of public institutions and related actors (e.g. interest groups). In this course, students acquire the contextual knowledge for analyzing public policies - hence this course is complementary to the ISTP course on concepts and methods of policy analysis. Students learn why and how public policies and laws are developed, designed, and implemented at national and international levels. The course is organized in three modules. The first module (taught by Stefan Bechtold) examines basic concepts and the role of law, law-making, and law enforcement in modern societies. The second module (taught by Thomas Bernauer) deals with the functioning of legislatures, governments, and interest groups. The third module (taught by Frank Schimmelfennig) focuses on the European Union and international organizations.
Lecture notesSee 860-0001-00L
LiteratureBaylis, John, Steve Smith, and Patricia Owens (2014): The Globalization of World Politics. An Introduction to International Relations. Oxford: Oxford University Press.

Bernauer, T., Jahn, D., Kuhn, P., Walter, S. (2009, 2012): Einführung in die Politikwissenschaft (Introduction to Political Science). Baden-Baden: Nomos / UTB.

Caramani, Daniele (ed.) (2014): Comparative Politics. Oxford: Oxford University Press.

European Commission, Commission Implementing Decision (EU) 2015/1842 of 9 October 2015 on the Technical Specifications for the Layout, Design and Shape of the Combined Health Warnings for Tobacco Products for Smoking, Official Journal of the European Union L 267, 14 October 2015, pp. 5-10

European Court of Justice (2013): ITV Broadcasting Ltd. and Others v. TV Catch Up Ltd., Case C-607/11, March 7, 2013, EU:C:2013:147.

European Court of Justice (2016): Philip Morris Brands SARL and Others v. Secretary of State for Health, Case C-547/14, ECLI:EU:C:2016:325.

European Court of Justice (2016): Pillbox 38 (UK) Ltd. v. Secretary of State for Health, Case C-477/14, May 4, 2016, ECLI:EU:C:2016:324.

European Court of Justice (2016): Republic of Poland v. European Parliament and Council of the European Union, Case C-358/14, May 4, 2016, ECLI:EU:C:2016:323.

European Union, Directtive 2014/40/EU of the European Parliament and of the Council of 3 April 2014 on the Approximation of the Laws, Regulations and Administrative Provisions of the Member States Concerning the Manufacture, Presentation and Sale of Tobacco and Related Products and Repealing Directive 2001/37/EC, Official Journal of the European Union L 127, 29 April 2014, pp. 1-38
Federal Communications Commission (2015): Protecting and Promoting the Open Internet, 80 Federal Register 19738-19847.

Gilardi, Fabrizio (2012): Transnational Diffusion: Norms, Ideas, and Policies, in Carlsnaes, Walter, Thomas Risse and Beth Simmons, Handbook of International Relations, 2nd Edition, London: Sage, pp. 453-477.

Hage, Jaap and Bram Akkermans (eds.) (2014): Introduction to Law, Heidelberg: Springer, available as an ebook at ETH library.

Jolls, Christine (2013): Product Warnings, Debiasing, and Free Speech: The Case of Tobacco Regulation, Journal of Institutional and Theoretical Economics 169: 53-78.

Lelieveldt, Herman and Sebastiaan Princen (2011): The Politics of European Union. Cambridge: Cambridge University Press.

Lessig, Lawrence (2006): Code and Other Laws of Cyberspace, Version 2.0, New York: Basic Books. Available at http://codev2.cc/download+remix/Lessig-Codev2.pdf.

Schimmelfennig, Frank and Ulrich Sedelmeier (2004): Governance by Conditionality: EU Rule Transfer to the Candidate Countries of Central and Eastern Europe, in: Journal of European Public Policy 11(4): 669-687.

Shipan, Charles V. and Craig Volden (2012): Policy Diffusion: Seven Lessons for Scholars and Practitioners. Public Administration Review 72(6): 788-796.

Sunstein, Cass R. (2014): The Limits of Quantification, California Law Review 102: 1369-1422.

Thaler, Richard H. and Cass R. Sunstein (2003): Libertarian Paternalism. American Economic Review: Papers & Proceedings 93: 175-179.

U.S. Supreme Court (2014): American Broadcasting Companies, Inc. v. Aereo, Inc., 134 S.Ct. 2498.
Prerequisites / NoticeAccess only for ISTP MSc students also enrolled in 860-0001-00L
860-0003-00LCornerstone Science, Technology, and Policy Restricted registration - show details
Only for Science, Technology, and Policy MSc, MAS and PhD.
2 credits2ST. Bernauer, R. S. Abhari
AbstractThis course introduces students to the MSc program in two ways. First, it provides a general introduction to the study of STP. Second, it exposes students to a variety of complex policy problems and ways and means of coming up with proposals for and assessments of policy options.
ObjectiveThis course introduces students to the MSc program in two ways. First, it provides a general introduction to the study of STP. Second, it exposes students to a variety of complex policy problems and ways and means of coming up with proposals for and assessments of policy options.
ContentDay 1: Introduction to the study of Science, Technology and Policy / getting to know each other, social event
Day 2: Knowledge assessment in areas marked by controversy over scientific evidence
Day 3: Challenges of urban development / Energy transition and sustainable mobility
Day 4: Mitigating and adapting to climate change / Managing international water resources
Day 5: Implications of digital society / Policy planning exercise
Prerequisites / NoticeReserved for the ISTP's Master students
860-0004-00LBridging Science, Technology, and Policy Restricted registration - show details
Only for Science, Technology, and Policy MSc, MAS and PhD.
3 credits2SR. S. Abhari, T. Bernauer
AbstractThis course focuses on technological innovations from the beginning of humanity through the industrial revolution up until today. It provides students with a deeper understanding of the factors that drive technological innovations, and the roles government policies, society, science, and industry play in this regard.
ObjectiveThis course picks up on the ISTP Cornerstone Science, Technology and Policy course and goes into greater depth on issues covered in that course, as well as additional issues where science and technology are among the causes of societal challenges but can also help in finding solutions.
ContentWeek 1: no class because of ISTP Cornerstone Science, Technology and Policy course
Week 2: technology & society in historical perspective - technological innovations up to the industrial revolution
Week 3: technology & society in historical perspective - technological innovations during the industrial revolution - engines & electricity
Week 4: technology & society in historical perspective - from the industrial revolution to modernity - mobility and transport (railroads, ships, cars, airplanes, space)
Week 5: food production: the green revolutions.
Week 6: microelectronics, computing & the internet
Week 7: life sciences: pharmaceuticals & diagnostic technology
Week 8: energy: primary fuels, renewables, networks
Week 9: automation: self-driving cars & trains, drones
Week 10: communication & Big Data: semiconductors and software
Week 11: military & security issues associated with technological innovation
Week 12: possible futures (1): nuclear fusion, geoengineering
Week 13: possible Future (2): information, communication, robotics, synthetic biology, nanotech, quantum computing
Lecture notesCourse materials will be given to the students prior to the start of each class
860-0005-00LColloquium Science, Technology, and Policy (HS) Restricted registration - show details
Only for Science, Technology, and Policy MSc and MAS.
1 credit2KT. Bernauer, R. S. Abhari
AbstractPresentations by invited guest speakers from academia and practice/policy. Students are assigned to play a leading role in the discussion and write a report on the respective event.
ObjectivePresentations by invited guest speakers from academia and practice/policy. Students are assigned to play a leading role in the discussion and write a report on the respective event.
ContentSee program on the ISTP website: http://www.istp.ethz.ch/events/colloquium.html
Prerequisites / Noticeopen to anyone from ETH
860-0023-00LInternational Environmental Politics
Particularly suitable for students of D-ITET, D-USYS
3 credits2VT. Bernauer
AbstractThis course focuses on the conditions under which cooperation in international environmental politics emerges and the conditions under which such cooperation and the respective public policies are effective and/or efficient.
ObjectiveThe objectives of this course are to (1) gain an overview of relevant questions in the area of international environmental politics from a social sciences viewpoint; (2) learn how to identify interesting/innovative questions concerning this policy area and how to answer them in a methodologically sophisticated way; (3) gain an overview of important global and regional environmental problems.
ContentThis course deals with how and why international cooperation in environmental politics emerges, and under what circumstances such cooperation is effective and efficient. Based on theories of international political economy and theories of government regulation various examples of international environmental politics are discussed: the management of international water resources, the problem of unsafe nuclear power plants in eastern Europe, political responses to global warming, the protection of the stratospheric ozone layer, the reduction of long-range transboundary air pollution in Europe, the prevention of pollution of the oceans, etc.

The course is open to all ETH students. Participation does not require previous coursework in the social sciences.

After passing an end-of-semester test (requirement: grade 4.0 or higher) students will receive 3 ECTS credit points. The workload is around 90 hours (meetings, reading assignments, preparation of test).

Visiting students (e.g., from the University of Zurich) are subject to the same conditions. Registration of visiting students in the web-based system of ETH is compulsory.
Lecture notesAssigned reading materials and slides will be available at http://www.ib.ethz.ch/teaching.html (select link 'Registered students, please click here for course materials' at top of that page). Log in with your nethz name and password. Questions concerning access to course materials can be addressed to Dennis Atzenhofer at dennis.atzenhofer@ir.gess.ethz.ch). All assigned papers must be read ahead of the respective meeting. Following the course on the basis of on-line slides and papers alone is not sufficient. Physical presence in the classroom is essential. Many books and journals covering international environmental policy issues can be found at the D-GESS library at the IFW building, Haldeneggsteig 4, B-floor, or in the library of D-USYS.
LiteratureAssigned reading materials and slides will be available at http://www.ib.ethz.ch/teaching.html (select link -Registered students, please click here for course materials- at top of that page). Log in with your nethz name and password. Questions concerning access to course materials can be addressed to dennis.atzenhofer@ir.gess.ethz.ch).
Prerequisites / NoticeNone